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» Job Vacancy

Compliance Officer – Financial Services/Banking


Hours:
Salary: £45000 - £50000/annum
Category: Accounting/Financial/Insurance,
Location: Rickmansworth, Rickmansworth, United Kingdom

May 22nd
days old


views


applied




Description
Compliance Officer – Financial Services/Banking

Location – Rickmansworth + flexible working

Salary – Up to £50k+car and excellent benefits

Experienced Compliance Officer is required for a leading Banking and Financial Services company to bolster their compliance function as they undergo a period of transition. The main purpose of this role is to assist the Head of Compliance with monitoring the adequacy and effectiveness of procedures and measures put in place to ensure compliance with its regulatory obligations

The regulatory areas that this company are subject to are the following parts:

* For consumer credit:
- the FCA Handbook
- the Consumer Credit Act 1974 and 2006
- the Consumer Credit Directive and other European regulations.
- the Financial Services Act 2012.
- the Insurance Mediation Directive (soon to be IDD).
* For bank deposit taking:
- the FCA Handbook
- the PRA Rulebook
- the Interactive Single Rulebook (incorporating the Capital Requirements Directive and the Capital Requirements Regulation).

Key Responsibilities:

* Assist in completion of Compliance Monitoring Plan and Annual Compliance Plan to secure second line of defence in conjunction with the risk management function.
* Maintaining the Regulatory Watch across output from FCA, PRA and Bank of England.
* Maintaining the corporate compliance manuals.
* Maintaining approved persons, senior manager and certification records.
* Supervising the regulated activities undertaken by the appointed representatives Renault UK Limited and Nissan Motor (GB) Limited.
* Assist with the periodic committee presentations.
* Maintaining the customer documents suite, including SECCI, adequate explanations and the regulated consumer credit and consumer hire agreements.
* Maintaining an up to date rules mapping of the FCA and PRA handbooks in order to demonstrate regulatory compliance.
* Managing fees calculations and forecasts.
* Attending Finance and Leasing Association to participate in regulatory forums and limited FLA reporting requirements.
* Monitoring compliance against Payment Card Industry Security Standards.
* Maintaining regulatory procedures within the electronic procedures library.
* Managing the periodic regulatory reporting to FCA (RMAR, CCR, Financial Crime) to ensure GABRIEL reporting completed on a timely and accurate basis.
* Monitoring website presence to ensure that regulatory compliance points are consistently respected.
* Monitoring insurance products portfolio and identifying risks associated with the new products.

Essential Experience

* Proven knowledge of UK regulatory system.
* Numerical and written analytical skills.
* Well organised to deliver against fixed deadlines. Evidence to show a logical and methodical approach.
* Flexible and dynamic, reactive to changing priorities.
* Inter personal and presentation skills to communicate and deliver complex and specific regulatory information at all levels.
* Confident and proficient using Excel, Word, PowerPoint.

This company offer a very modern dynamic working environment with a very generous benefits package including a fully expensed car, up to 10% bonus, pension, private healthcare, share scheme and 27 days holiday. They also offer flexible working enabling people to work from home ½ days per week. If you have the experience required and are looking for your next challenge please pass on an up to date CV for immediate consideration
Company
Company: CV Library Ltd

Further Information
Reference: 207933705/cia386278
Posted: 22 May 2018, 17:23
Visa Required: Applicants must be eligible to work in the specified location








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